Transactions
15
Insider / HOULIHAN LOKEY, INC.
CRAIN CHRISTOPHER M
GENERAL COUNSEL at HOULIHAN LOKEY, INC.
- Company
- HOULIHAN LOKEY, INC.
- Ticker
- HLI
- First filing on record
- December 1, 2025
- Latest trade on record
- September 10, 2026
- SEC filings
- EDGAR ↗
CRAIN CHRISTOPHER M, GENERAL COUNSEL at HOULIHAN LOKEY, INC., has disclosed 15 transactions in HLI since December 1, 2025: 0 purchases (0 open-market buys) and 3 sales, worth about $616K at the reported prices. The latest was filed September 10, 2026, 0 days after the trade; 3 filings were late against the 2-business-day Form 4 deadline.
Open-market buys
0
Sales
3
Avg. disclosure lag
1.9d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)Other transaction
In the last 12 months CRAIN CHRISTOPHER M made no purchases and 3 sales worth $299K, plus 12 other transactions. Dot size is the dollar amount.
Portfolio mix
Which stocks does this person trade most? Tile size is dollars traded, all time on record.
CRAIN CHRISTOPHER M has traded 1 stock on record; the largest by dollars is HLI.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
1 of 6 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| C | Conversion of a derivative | 8 | 6,400 | — |
| S | Open-market sale | 3 | 2,000 | $299K |
| A | Grant or award | 1 | 3,197 | — |
| F | Shares withheld for tax | 1 | 2,107 | $317K |
| G | Gift | 1 | 1,200 | — |
| Z | Voting trust deposit or withdrawal | 1 | 3,197 | — |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 12 | 0 | 3 · $299K |
| 2025 | 3 | 0 | 0 |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| HLI | Exchange C | September 10, 2026 | September 10, 2026 | 0d | 1,000 | — | — | derivative | Form 4 ↗ | |
| HLI | Sell S | September 10, 2026 | September 10, 2026 | 0d | 1,000 | $140 | $140K | Form 4 ↗ | ||
| HLI | Exchange C | September 10, 2026 | September 10, 2026 | 0d | 1,000 | — | — | Form 4 ↗ | ||
| HLI | Other Z | May 21, 2026 | May 22, 2026 | 1d | 3,197 | — | — | indirectderivative | Form 4 ↗ | |
| HLI | Other A | May 21, 2026 | May 22, 2026 | 1d | 3,197 | — | — | derivative | Form 4 ↗ | |
| HLI | Option / conversion F | May 19, 2026 | May 19, 2026 | 0d | 2,107 | $150 | $317K | indirectderivative | Form 4 ↗ | |
| HLI | Exchange C | April 1, 2026 | April 2, 2026 | 1d | 500 | — | — | 10b5-1 planderivative | Form 4 ↗ | |
| HLI | Sell S | April 1, 2026 | April 2, 2026 | 1d | 500 | $143 | $72K | 10b5-1 plan | Form 4 ↗ | |
| HLI | Exchange C | April 1, 2026 | April 2, 2026 | 1d | 500 | — | — | 10b5-1 plan | Form 4 ↗ | |
| HLI | Exchange C | January 2, 2026 | January 5, 2026 | 3d | 500 | — | — | 10b5-1 planderivative | Form 4 ↗ | |
| HLI | Sell S | January 2, 2026 | January 5, 2026 | 3d | 500 | $174 | $87K | 10b5-1 plan | Form 4 ↗ | |
| HLI | Exchange C | January 2, 2026 | January 5, 2026 | 3d | 500 | — | — | 10b5-1 plan | Form 4 ↗ | |
| HLI | Exchange C | November 26, 2025 | December 1, 2025 | 5d | 1,200 | — | — | latederivative | Form 4 ↗ | |
| HLI | Other G | November 26, 2025 | December 1, 2025 | 5d | 1,200 | — | — | late | Form 4 ↗ | |
| HLI | Exchange C | November 26, 2025 | December 1, 2025 | 5d | 1,200 | — | — | late | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| September 10, 2026 | Form 4 | 0001649160-26-000004 | 3 | published | EDGAR ↗ |
| May 22, 2026 | Form 4 | 0001302215-26-000050 | 2 | published | EDGAR ↗ |
| May 19, 2026 | Form 4 | 0001302215-26-000027 | 1 | published | EDGAR ↗ |
| April 2, 2026 | Form 4 | 0001302215-26-000011 | 3 | published | EDGAR ↗ |
| January 5, 2026 | Form 4 | 0001649160-26-000002 | 3 | published | EDGAR ↗ |
| December 1, 2025 | Form 4 | 0001302215-25-000118 | 3 | published | EDGAR ↗ |
Other insiders at HOULIHAN LOKEY, INC.
- BEISER SCOTT L CO-CHAIRMAN 7 rows
- ALLEY J LINDSEY Chief Financial Officer 5 rows
- SCHRIESHEIM ROBERT A Interim CFO 5 rows
- Adelson Scott Joseph CEO 4 rows
- GOLD IRWIN CO-CHAIRMAN 4 rows
- Walker Cyrus D. Director 4 rows
- SIEGERT PAUL ERIC CO-CHAIRMAN 3 rows
- Mund Ronald Scott Director 2 rows
- Bassey Ekpedeme M Director 1 row
- Carter Todd J Director 1 row
Everyone on file, with contracts and lobbying under the company's name: HOULIHAN LOKEY, INC..
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Rule 10b5-1 trading plans The plan must be set up when the insider has no important non-public information.
- Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 6 | 15 | December 1, 2025 | September 10, 2026 | Form 4 list on EDGAR |
Site built October 27, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.