Transactions
10
Insider / Invesco Ltd.
DUKES LAURA ALLISON
Chief Financial Officer at Invesco Ltd.
- Company
- Invesco Ltd.
- Ticker
- IVZ
- First filing on record
- March 3, 2026
- Latest trade on record
- September 4, 2026
- SEC filings
- EDGAR ↗
DUKES LAURA ALLISON, Chief Financial Officer at Invesco Ltd., has disclosed 10 transactions in IVZ since March 3, 2026: 0 purchases (0 open-market buys) and 3 sales, worth about $4.0M at the reported prices. The latest was filed September 9, 2026, 5 days after the trade; 3 filings were late against the 2-business-day Form 4 deadline.
Open-market buys
0
Sales
3
Avg. disclosure lag
3.6d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)Other transaction
In the last 12 months DUKES LAURA ALLISON made no purchases and 3 sales worth $4.0M, plus 7 other transactions. Dot size is the dollar amount.
Portfolio mix
Which stocks does this person trade most? Tile size is dollars traded, all time on record.
DUKES LAURA ALLISON has traded 1 stock on record; the largest by dollars is IVZ.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
2 of 3 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| A | Grant or award | 4 | 180,409 | — |
| F | Shares withheld for tax | 2 | 110,067 | $2.9M |
| M | Option exercise or conversion | 2 | 44,021 | — |
| G | Gift | 1 | 7,600 | — |
| S | Open-market sale | 1 | 31,075 | $1.0M |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 10 | 0 | 3 · $4.0M |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| IVZ | Other G | September 4, 2026 | September 9, 2026 | 5d | 7,600 | — | — | late | Form 4 ↗ | |
| IVZ | Sell S | September 4, 2026 | September 9, 2026 | 5d | 31,075 | $33 | $1.0M | late | Form 4 ↗ | |
| IVZ | Sell F | July 2, 2026 | July 7, 2026 | 5d | 52,003 | $27 | $1.4M | late | Form 4 ↗ | |
| IVZ | Other A | February 28, 2026 | March 3, 2026 | 3d | 73,257 | — | — | derivative | Form 4 ↗ | |
| IVZ | Option / conversion M | February 28, 2026 | March 3, 2026 | 3d | 26,362 | — | — | derivative | Form 4 ↗ | |
| IVZ | Option / conversion M | February 28, 2026 | March 3, 2026 | 3d | 17,659 | — | — | derivative | Form 4 ↗ | |
| IVZ | Sell F | February 28, 2026 | March 3, 2026 | 3d | 58,064 | $26 | $1.5M | Form 4 ↗ | ||
| IVZ | Other A | February 28, 2026 | March 3, 2026 | 3d | 26,362 | — | — | Form 4 ↗ | ||
| IVZ | Other A | February 28, 2026 | March 3, 2026 | 3d | 17,659 | — | — | Form 4 ↗ | ||
| IVZ | Other A | February 28, 2026 | March 3, 2026 | 3d | 63,131 | — | — | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| September 9, 2026 | Form 4 | 0001674244-26-000010 | 2 | published | EDGAR ↗ |
| July 7, 2026 | Form 4 | 0001674244-26-000004 | 1 | published | EDGAR ↗ |
| March 3, 2026 | Form 4 | 0001674244-26-000002 | 7 | published | EDGAR ↗ |
Other insiders at Invesco Ltd.
- Sharp Douglas J Senior Managing Director 18 rows
- WOMACK CHRISTOPHER C Director 17 rows
- Lo Andrew Tak Shing Senior Managing Director 14 rows
- Butcher Stephanie Senior Managing Director 12 rows
- JOHNSTON SHANNON A SMD and CIOO 10 rows
- Schlossberg Andrew President and CEO 9 rows
- GIBBONS THOMAS P Director 7 rows
- Kupor Jeffrey H Senior Managing Director 7 rows
- Smith Alan Leonard SMD and CHRO 7 rows
- Wong Tony Senior Managing Director 7 rows
Everyone on file, with contracts and lobbying under the company's name: Invesco Ltd..
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 3 | 10 | March 3, 2026 | September 9, 2026 | Form 4 list on EDGAR |
Site built October 27, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.