Transactions
9
Insider / NORTHERN TRUST CORP
Levy Susan Cohen
EVP and General Counsel at NORTHERN TRUST CORP
- Company
- NORTHERN TRUST CORP
- Ticker
- NTRS
- First filing on record
- November 5, 2025
- Latest trade on record
- March 1, 2026
- SEC filings
- EDGAR ↗
Levy Susan Cohen, EVP and General Counsel at NORTHERN TRUST CORP, has disclosed 9 transactions in NTRS since November 5, 2025: 0 purchases (0 open-market buys) and 5 sales, worth about $6.6M at the reported prices. The latest was filed March 4, 2026, 3 days after the trade.
Open-market buys
0
Sales
5
Avg. disclosure lag
1.9d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)Other transaction
In the last 12 months Levy Susan Cohen made no purchases and 5 sales worth $5.0M, plus 4 other transactions. Dot size is the dollar amount.
Portfolio mix
Which stocks does this person trade most? Tile size is dollars traded, all time on record.
Levy Susan Cohen has traded 1 stock on record; the largest by dollars is NTRS.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
0 of 5 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| F | Shares withheld for tax | 3 | 10,025 | $1.5M |
| A | Grant or award | 2 | 21,146 | — |
| M | Option exercise or conversion | 2 | 55,182 | $1.6M |
| S | Open-market sale | 2 | 27,591 | $3.5M |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 4 | 0 | 2 · $1.4M |
| 2025 | 5 | 0 | 3 · $3.6M |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| NTRS | Sell F | March 1, 2026 | March 4, 2026 | 3d | 2,671 | $143 | $382K | Form 4 ↗ | ||
| NTRS | Sell F | February 17, 2026 | February 19, 2026 | 2d | 7,130 | $147 | $1.0M | Form 4 ↗ | ||
| NTRS | Other A | February 17, 2026 | February 19, 2026 | 2d | 16,452 | — | — | Form 4 ↗ | ||
| NTRS | Other A | February 5, 2026 | February 9, 2026 | 4d | 4,694 | — | — | Form 4 ↗ | ||
| NTRS | Sell F | December 3, 2025 | December 5, 2025 | 2d | 224 | $131 | $29K | Form 4 ↗ | ||
| NTRS | Option / conversion M | November 4, 2025 | November 5, 2025 | 1d | 27,591 | — | — | derivative | Form 4 ↗ | |
| NTRS | Sell S | November 4, 2025 | November 5, 2025 | 1d | 7,177 | $129 | $924K | Form 4 ↗ | ||
| NTRS | Sell S | November 4, 2025 | November 5, 2025 | 1d | 20,414 | $128 | $2.6M | Form 4 ↗ | ||
| NTRS | Option / conversion M | November 4, 2025 | November 5, 2025 | 1d | 27,591 | $58 | $1.6M | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| March 4, 2026 | Form 4 | 0001607570-26-000006 | 1 | published | EDGAR ↗ |
| February 19, 2026 | Form 4 | 0001607570-26-000004 | 2 | published | EDGAR ↗ |
| February 9, 2026 | Form 4 | 0001607570-26-000002 | 1 | published | EDGAR ↗ |
| December 5, 2025 | Form 4 | 0001607570-25-000007 | 1 | published | EDGAR ↗ |
| November 5, 2025 | Form 4 | 0001607570-25-000005 | 4 | published | EDGAR ↗ |
Other insiders at NORTHERN TRUST CORP
- SMITH DAVID BYRON JR Director 14 rows
- Thompson Donald Director 14 rows
- Moritz Robert Edward Jr. Director 13 rows
- Dhandapani Chandra Director 12 rows
- Harrison Dean M Director 12 rows
- South Thomas A Executive Vice President 11 rows
- CROWN SUSAN Director 10 rows
- Fox David W Jr EVP & Chief Financial Officer 10 rows
- O'Grady Michael Chairman and CEO 10 rows
- Klevorn Marcy S Director 9 rows
Everyone on file, with contracts and lobbying under the company's name: NORTHERN TRUST CORP.
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 5 | 9 | November 5, 2025 | March 4, 2026 | Form 4 list on EDGAR |
Site built October 27, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.