Transactions
4
Insider / CLOUD PEAK ENERGY INC.
RIO TINTO PLC
Director at CLOUD PEAK ENERGY INC.
- Company
- CLOUD PEAK ENERGY INC.
- Ticker
- CLD
- First filing on record
- November 20, 2009
- Latest trade on record
- December 21, 2010
- SEC filings
- EDGAR ↗
RIO TINTO PLC, Director at CLOUD PEAK ENERGY INC., has disclosed 4 transactions in CLD since November 20, 2009: 0 purchases (0 open-market buys) and 1 sale, worth about $1.01B at the reported prices. The latest was filed December 21, 2010, 0 days after the trade.
Open-market buys
0
Sales
1
Avg. disclosure lag
0.3d
Trading in charts
Portfolio mix
Which stocks does this person trade most? Tile size is dollars traded, all time on record.
RIO TINTO PLC has traded 1 stock on record; the largest by dollars is CLD.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
0 of 2 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| C | Conversion of a derivative | 2 | 58,800,000 | — |
| D | Sale back to the company | 1 | 30,600,000 | $433.9M |
| S | Open-market sale | 1 | 29,400,000 | $573.3M |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2010 | 3 | 0 | 1 · $573.3M |
| 2009 | 1 | 0 | 0 |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| CLD | Exchange C | December 21, 2010 | December 21, 2010 | 0d | 29,400,000 | — | — | indirectderivative | Form 4 ↗ | |
| CLD | Sell S | December 21, 2010 | December 21, 2010 | 0d | 29,400,000 | $20 | $573.3M | indirect | Form 4 ↗ | |
| CLD | Exchange C | December 21, 2010 | December 21, 2010 | 0d | 29,400,000 | — | — | indirect | Form 4 ↗ | |
| CLD | Option / conversion D | November 19, 2009 | November 20, 2009 | 1d | 30,600,000 | $14 | $433.9M | indirectderivative | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| December 21, 2010 | Form 4 | 0001140361-10-050801 | 3 | published | EDGAR ↗ |
| November 20, 2009 | Form 4 | 0000895345-09-000982 | 1 | published | EDGAR ↗ |
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 2 | 4 | November 20, 2009 | December 21, 2010 | Form 4 list on EDGAR |
Site built October 27, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.