Transactions
14
Insider / Neuberger Berman High Yield Strategies Fund Inc.
TANK BRADLEY
Insider at Neuberger Berman High Yield Strategies Fund Inc.
- First filing on record
- August 1, 2019
- Latest trade on record
- July 3, 2023
- SEC filings
- EDGAR ↗
TANK BRADLEY, Insider at Neuberger Berman High Yield Strategies Fund Inc., has disclosed 14 transactions in NHS, NBH since August 1, 2019: 1 purchase (1 open-market buy) and 1 sale, worth about $1.7M at the reported prices. The latest was filed July 5, 2023, 2 days after the trade; 1 filing was late against the 2-business-day Form 4 deadline.
Open-market buys
1
Sales
1
Avg. disclosure lag
44.6d
Trading in charts
Portfolio mix
Which stocks does this person trade most? Tile size is dollars traded, all time on record.
TANK BRADLEY has traded 1 stock on record; the largest by dollars is NBH.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
1 of 4 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| X | Exercise of an in-the-money option | 12 | 478,585 | $1.3M |
| P | Open-market purchase | 1 | 3,400 | $51K |
| S | Open-market sale | 1 | 19,400 | $299K |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2023 | 12 | 0 | 0 |
| 2019 | 1 | 0 | 1 · $299K |
| 2017 | 1 | 1 · $51K | 0 |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| NHS | Option / conversion X | July 3, 2023 | July 5, 2023 | 2d | 6,028 | — | — | indirectderivative | Form 4 ↗ | |
| NHS | Option / conversion X | July 3, 2023 | July 5, 2023 | 2d | 46,148 | — | — | indirectderivative | Form 4 ↗ | |
| NHS | Option / conversion X | July 3, 2023 | July 5, 2023 | 2d | 67,472 | — | — | derivative | Form 4 ↗ | |
| NHS | Option / conversion X | July 3, 2023 | July 5, 2023 | 2d | 6,028 | $7 | $45K | indirect | Form 4 ↗ | |
| NHS | Option / conversion X | July 3, 2023 | July 5, 2023 | 2d | 46,148 | $7 | $342K | indirect | Form 4 ↗ | |
| NHS | Option / conversion X | July 3, 2023 | July 5, 2023 | 2d | 67,472 | $7 | $501K | Form 4 ↗ | ||
| NHS | Option / conversion X | June 21, 2023 | June 23, 2023 | 2d | 9,040 | — | — | indirectderivative | Form 4 ↗ | |
| NHS | Option / conversion X | June 21, 2023 | June 23, 2023 | 2d | 69,221 | — | — | indirectderivative | Form 4 ↗ | |
| NHS | Option / conversion X | June 21, 2023 | June 23, 2023 | 2d | 101,204 | — | — | derivative | Form 4 ↗ | |
| NHS | Option / conversion X | June 21, 2023 | June 23, 2023 | 2d | 3,014 | $7 | $22K | indirect | Form 4 ↗ | |
| NHS | Option / conversion X | June 21, 2023 | June 23, 2023 | 2d | 23,074 | $7 | $171K | indirect | Form 4 ↗ | |
| NHS | Option / conversion X | June 21, 2023 | June 23, 2023 | 2d | 33,736 | $7 | $250K | Form 4 ↗ | ||
| NBH | Buy P | December 11, 2017 | August 1, 2019 | 598d | 3,400 | $15 | $51K | lateindirect | Form 4 ↗ | |
| NBH | Sell S | July 30, 2019 | August 1, 2019 | 2d | 19,400 | $15 | $299K | indirect | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| July 5, 2023 | Form 4 | 0001140361-23-033194 | 6 | published | EDGAR ↗ |
| June 23, 2023 | Form 4 | 0000898432-23-000407 | 6 | published | EDGAR ↗ |
| August 1, 2019 | Form 4 | 0000898432-19-001056 | 1 | published | EDGAR ↗ |
| August 1, 2019 | Form 4 | 0000898432-19-001054 | 1 | published | EDGAR ↗ |
Other insiders at Neuberger Berman High Yield Strategies Fund Inc.
- BANK OF AMERICA CORP /DE/ Insider 422 rows
- MetLife Investment Management, LLC Insider 17 rows
- Kocinski Chris Insider 4 rows
- Lind Joseph Insider 4 rows
- MORRISS GEORGE W Director 2 rows
Everyone on file, with contracts and lobbying under the company's name: Neuberger Berman High Yield Strategies Fund Inc..
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 4 | 14 | August 1, 2019 | July 5, 2023 | Form 4 list on EDGAR |
Site built October 27, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.