Transactions
13
Insider / Alibaba Group Holding Ltd
Tsai Joseph C
Director at Alibaba Group Holding Ltd
- Company
- Alibaba Group Holding Ltd
- Ticker
- BABAF
- First filing on record
- April 3, 2026
- Latest trade on record
- October 1, 2026
- SEC filings
- EDGAR ↗
Tsai Joseph C, Director at Alibaba Group Holding Ltd, has disclosed 13 transactions in BABAF since April 3, 2026: 2 purchases (2 open-market buys) and 0 sales, worth about $20.7M at the reported prices. The latest was filed October 5, 2026, 4 days after the trade; 4 filings were late against the 2-business-day Form 4 deadline.
Open-market buys
2
Sales
0
Avg. disclosure lag
3.4d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)Other transaction
In the last 12 months Tsai Joseph C made 2 purchases worth $21M and no sales, plus 11 other transactions. Dot size is the dollar amount.
Portfolio mix
Which stocks does this person trade most? Tile size is dollars traded, all time on record.
Tsai Joseph C has traded 1 stock on record; the largest by dollars is BABAF.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
1 of 6 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| M | Option exercise or conversion | 10 | 50,000 | — |
| P | Open-market purchase | 2 | 1,440,000 | $20.7M |
| A | Grant or award | 1 | 120,000 | — |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 13 | 2 · $20.7M | 0 |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| BABAF | Option / conversion M | October 1, 2026 | October 5, 2026 | 4d | 7,500 | — | — | derivative | Form 4 ↗ | |
| BABAF | Option / conversion M | October 1, 2026 | October 5, 2026 | 4d | 3,334 | — | — | derivative | Form 4 ↗ | |
| BABAF | Option / conversion M | October 1, 2026 | October 5, 2026 | 4d | 7,500 | — | — | Form 4 ↗ | ||
| BABAF | Option / conversion M | October 1, 2026 | October 5, 2026 | 4d | 3,334 | — | — | Form 4 ↗ | ||
| BABAF | Buy P | August 25, 2026 | August 25, 2026 | 0d | 720,000 | $14 | $10.4M | indirect | Form 4 ↗ | |
| BABAF | Buy P | August 24, 2026 | August 24, 2026 | 0d | 720,000 | $14 | $10.3M | indirect | Form 4 ↗ | |
| BABAF | Option / conversion M | July 1, 2026 | July 6, 2026 | 5d | 7,500 | — | — | latederivative | Form 4 ↗ | |
| BABAF | Option / conversion M | July 1, 2026 | July 6, 2026 | 5d | 3,333 | — | — | latederivative | Form 4 ↗ | |
| BABAF | Option / conversion M | July 1, 2026 | July 6, 2026 | 5d | 7,500 | — | — | late | Form 4 ↗ | |
| BABAF | Option / conversion M | July 1, 2026 | July 6, 2026 | 5d | 3,333 | — | — | late | Form 4 ↗ | |
| BABAF | Other A | May 29, 2026 | June 2, 2026 | 4d | 120,000 | — | — | derivative | Form 4 ↗ | |
| BABAF | Option / conversion M | April 1, 2026 | April 3, 2026 | 2d | 3,333 | — | — | derivative | Form 4 ↗ | |
| BABAF | Option / conversion M | April 1, 2026 | April 3, 2026 | 2d | 3,333 | — | — | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| October 5, 2026 | Form 4 | 0001193125-26-413036 | 4 | published | EDGAR ↗ |
| August 25, 2026 | Form 4 | 0001193125-26-364044 | 1 | published | EDGAR ↗ |
| August 24, 2026 | Form 4 | 0001193125-26-361902 | 1 | published | EDGAR ↗ |
| July 6, 2026 | Form 4 | 0001193125-26-295478 | 4 | published | EDGAR ↗ |
| June 2, 2026 | Form 4 | 0001193125-26-252419 | 1 | published | EDGAR ↗ |
| April 3, 2026 | Form 4 | 0001193125-26-141217 | 2 | published | EDGAR ↗ |
Other insiders at Alibaba Group Holding Ltd
- Jiang Fang Chief People Officer 35 rows
- Xu Hong Chief Financial Officer 28 rows
- Yu Siying General Counsel 26 rows
- Jiang Fan (FJ) CEO of Business Group 16 rows
- Wu Yongming Chief Executive Officer 14 rows
- EVANS J. MICHAEL President 10 rows
- Wu Maggie Wei Director 5 rows
- YANG JERRY Director 2 rows
- Lee Irene Yun-Lien Director 1 row
- Martello Wan Ling Director 1 row
Everyone on file, with contracts and lobbying under the company's name: Alibaba Group Holding Ltd.
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 6 | 13 | April 3, 2026 | October 5, 2026 | Form 4 list on EDGAR |
Site built October 27, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.