Transactions
40
Insider / CATERPILLAR INC
Kaiser Jason
Group President at CATERPILLAR INC
- Company
- CATERPILLAR INC
- Ticker
- CAT
- First filing on record
- October 27, 2025
- Latest trade on record
- September 25, 2026
- SEC filings
- EDGAR ↗
Kaiser Jason, Group President at CATERPILLAR INC, has disclosed 40 transactions in CAT since October 27, 2025: 0 purchases (0 open-market buys) and 21 sales, worth about $30.3M at the reported prices. The latest was filed September 28, 2026, 3 days after the trade; 1 filing was late against the 2-business-day Form 4 deadline.
Open-market buys
0
Sales
21
Avg. disclosure lag
2.0d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)Other transaction
In the last 12 months Kaiser Jason made no purchases and 21 sales worth $19M, plus 18 other transactions. Dot size is the dollar amount.
Portfolio mix
Which stocks does this person trade most? Tile size is dollars traded, all time on record.
Kaiser Jason has traded 1 stock on record; the largest by dollars is CAT.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
1 of 16 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| S | Open-market sale | 15 | 18,039 | $12.3M |
| A | Grant or award | 12 | 9,089 | $256K |
| F | Shares withheld for tax | 6 | 9,954 | $6.6M |
| M | Option exercise or conversion | 6 | 49,596 | $11.1M |
| G | Gift | 1 | 294 | — |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 18 | 0 | 6 · $9.4M |
| 2025 | 22 | 0 | 15 · $9.6M |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| CAT | Other A | September 25, 2026 | September 28, 2026 | 3d | 11 | $822 | $9,037 | derivative | Form 4 ↗ | |
| CAT | Other A | August 26, 2026 | August 27, 2026 | 1d | 11 | $822 | $9,041 | derivative | Form 4 ↗ | |
| CAT | Other A | July 24, 2026 | July 27, 2026 | 3d | 10 | $889 | $8,887 | derivative | Form 4 ↗ | |
| CAT | Other A | June 26, 2026 | June 29, 2026 | 3d | 5 | $997 | $4,987 | derivative | Form 4 ↗ | |
| CAT | Other G | May 6, 2026 | May 6, 2026 | 0d | 294 | — | — | Form 4 ↗ | ||
| CAT | Option / conversion M | May 4, 2026 | May 5, 2026 | 1d | 7,917 | $254 | $2.0M | derivative | Form 4 ↗ | |
| CAT | Sell S | May 4, 2026 | May 5, 2026 | 1d | 5,642 | $883 | $5.0M | Form 4 ↗ | ||
| CAT | Sell F | May 4, 2026 | May 5, 2026 | 1d | 2,275 | $884 | $2.0M | Form 4 ↗ | ||
| CAT | Option / conversion M | May 4, 2026 | May 5, 2026 | 1d | 7,917 | $254 | $2.0M | Form 4 ↗ | ||
| CAT | Other A | March 13, 2026 | March 16, 2026 | 3d | 186 | $694 | $129K | derivative | Form 4 ↗ | |
| CAT | Other A | March 6, 2026 | March 10, 2026 | 4d | 106 | $681 | $72K | derivative | Form 4 ↗ | |
| CAT | Sell F | March 4, 2026 | March 6, 2026 | 2d | 368 | $738 | $272K | Form 4 ↗ | ||
| CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 4,601 | — | — | derivative | Form 4 ↗ | |
| CAT | Sell F | March 3, 2026 | March 4, 2026 | 1d | 358 | $719 | $257K | Form 4 ↗ | ||
| CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 1,650 | — | — | Form 4 ↗ | ||
| CAT | Sell S | February 12, 2026 | February 13, 2026 | 1d | 1,690 | $777 | $1.3M | 10b5-1 plan | Form 4 ↗ | |
| CAT | Sell F | February 10, 2026 | February 12, 2026 | 2d | 779 | $745 | $580K | Form 4 ↗ | ||
| CAT | Other A | February 10, 2026 | February 12, 2026 | 2d | 2,469 | — | — | Form 4 ↗ | ||
| CAT | Other A | December 26, 2025 | December 29, 2025 | 3d | 13 | $583 | $7,579 | derivative | Form 4 ↗ | |
| CAT | Other A | November 26, 2025 | December 1, 2025 | 5d | 13 | $574 | $7,458 | latederivative | Form 4 ↗ | |
| CAT | Option / conversion M | November 11, 2025 | November 13, 2025 | 2d | 8,000 | $197 | $1.6M | 10b5-1 planderivative | Form 4 ↗ | |
| CAT | Option / conversion M | November 11, 2025 | November 13, 2025 | 2d | 8,881 | $220 | $2.0M | 10b5-1 planderivative | Form 4 ↗ | |
| CAT | Sell S | November 11, 2025 | November 13, 2025 | 2d | 632 | $569 | $359K | 10b5-1 plan | Form 4 ↗ | |
| CAT | Sell S | November 11, 2025 | November 13, 2025 | 2d | 380 | $567 | $216K | 10b5-1 plan | Form 4 ↗ | |
| CAT | Sell S | November 11, 2025 | November 13, 2025 | 2d | 460 | $564 | $259K | 10b5-1 plan | Form 4 ↗ | |
| CAT | Sell S | November 11, 2025 | November 13, 2025 | 2d | 1,480 | $563 | $834K | 10b5-1 plan | Form 4 ↗ | |
| CAT | Sell S | November 11, 2025 | November 13, 2025 | 2d | 1,260 | $562 | $708K | 10b5-1 plan | Form 4 ↗ | |
| CAT | Sell S | November 11, 2025 | November 13, 2025 | 2d | 1,032 | $561 | $579K | 10b5-1 plan | Form 4 ↗ | |
| CAT | Sell F | November 11, 2025 | November 13, 2025 | 2d | 2,756 | $571 | $1.6M | 10b5-1 plan | Form 4 ↗ | |
| CAT | Option / conversion M | November 11, 2025 | November 13, 2025 | 2d | 8,000 | $197 | $1.6M | 10b5-1 plan | Form 4 ↗ | |
| CAT | Sell S | November 11, 2025 | November 13, 2025 | 2d | 653 | $569 | $371K | 10b5-1 plan | Form 4 ↗ | |
| CAT | Sell S | November 11, 2025 | November 13, 2025 | 2d | 400 | $567 | $227K | 10b5-1 plan | Form 4 ↗ | |
| CAT | Sell S | November 11, 2025 | November 13, 2025 | 2d | 37 | $565 | $21K | 10b5-1 plan | Form 4 ↗ | |
| CAT | Sell S | November 11, 2025 | November 13, 2025 | 2d | 280 | $564 | $158K | 10b5-1 plan | Form 4 ↗ | |
| CAT | Sell S | November 11, 2025 | November 13, 2025 | 2d | 1,640 | $563 | $924K | 10b5-1 plan | Form 4 ↗ | |
| CAT | Sell S | November 11, 2025 | November 13, 2025 | 2d | 1,413 | $562 | $794K | 10b5-1 plan | Form 4 ↗ | |
| CAT | Sell S | November 11, 2025 | November 13, 2025 | 2d | 1,040 | $561 | $584K | 10b5-1 plan | Form 4 ↗ | |
| CAT | Sell F | November 11, 2025 | November 13, 2025 | 2d | 3,418 | $571 | $2.0M | 10b5-1 plan | Form 4 ↗ | |
| CAT | Option / conversion M | November 11, 2025 | November 13, 2025 | 2d | 8,881 | $220 | $2.0M | 10b5-1 plan | Form 4 ↗ | |
| CAT | Other A | October 24, 2025 | October 27, 2025 | 3d | 14 | $523 | $7,318 | derivative | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| September 28, 2026 | Form 4 | 0001104659-26-111315 | 1 | published | EDGAR ↗ |
| August 27, 2026 | Form 4 | 0001104659-26-102419 | 1 | published | EDGAR ↗ |
| July 27, 2026 | Form 4 | 0001104659-26-087024 | 1 | published | EDGAR ↗ |
| June 29, 2026 | Form 4 | 0001104659-26-078801 | 1 | published | EDGAR ↗ |
| May 6, 2026 | Form 4 | 0001104659-26-056437 | 1 | published | EDGAR ↗ |
| May 5, 2026 | Form 4 | 0001104659-26-055795 | 4 | published | EDGAR ↗ |
| March 16, 2026 | Form 4 | 0001104659-26-028585 | 1 | published | EDGAR ↗ |
| March 10, 2026 | Form 4 | 0001104659-26-025678 | 1 | published | EDGAR ↗ |
| March 6, 2026 | Form 4 | 0001104659-26-024557 | 1 | published | EDGAR ↗ |
| March 4, 2026 | Form 4 | 0001104659-26-023599 | 3 | published | EDGAR ↗ |
| February 13, 2026 | Form 4 | 0001104659-26-015109 | 1 | published | EDGAR ↗ |
| February 12, 2026 | Form 4 | 0001104659-26-014514 | 2 | published | EDGAR ↗ |
| December 29, 2025 | Form 4 | 0001104659-25-124749 | 1 | published | EDGAR ↗ |
| December 1, 2025 | Form 4 | 0001104659-25-117256 | 1 | published | EDGAR ↗ |
| November 13, 2025 | Form 4 | 0001104659-25-111091 | 19 | published | EDGAR ↗ |
| October 27, 2025 | Form 4 | 0001104659-25-102542 | 1 | published | EDGAR ↗ |
Other insiders at CATERPILLAR INC
- Creed Joseph E Chief Executive Officer 41 rows
- Johnson Denise C Group President 40 rows
- De Lange Bob Group President 34 rows
- Fassino Anthony D. Group President 31 rows
- BONFIELD ANDREW R J Chief Financial Officer 28 rows
- MacLennan David Director 26 rows
- Marks Judith Fran Director 18 rows
- Shurman Rodney Michael Group President 14 rows
- Johnson Gerald Director 11 rows
- Epley Kyle Joseph Chief Financial Officer 10 rows
Everyone on file, with contracts and lobbying under the company's name: CATERPILLAR INC.
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Rule 10b5-1 trading plans The plan must be set up when the insider has no important non-public information.
- Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 16 | 40 | October 27, 2025 | September 28, 2026 | Form 4 list on EDGAR |
Site built October 27, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.