Company / CIK 0000018230
CATERPILLAR INC
- Ticker
- CAT
- Size, estimated from filings
- Mega cap ($200B and up)
- Insiders on file
- 21
- Members of Congress who traded it
- 6
- Federal contracts on record
- 144 awards
- Lobbying filings on record
- 16
- SEC filings
- EDGAR ↗
- Latest trade on record
- September 30, 2026
CATERPILLAR INC (CAT) has 21 insiders on file who disclosed 279 transactions in the last 12 months (2 open-market buys, 147 sales, about $520.0M at reported prices), and 7 congressional trades in its stock are on record. USAspending shows 144 federal contract awards with a combined value of $58.9M to a recipient with this name that started in the last 180 days, and 8 lobbying filings naming it as client report $3.2M in 2026.
CATERPILLAR INC in charts
Who is trading this stock
Which people account for the buying and selling over the last 12 months?
BoughtSold
8 people account for the disclosed buying and selling in CATERPILLAR INC over the last 12 months; the most active is De Lange Bob with $101M.
Lobbying spend by quarter
How much has CATERPILLAR INC reported spending on federal lobbying?
CATERPILLAR INC reported $6.2M in lobbying over the last eight quarters, from filings matched by exact company name.
Federal contracts by agency
Which agencies awarded CATERPILLAR INC contracts that started in the last 180 days?
Federal contract awards to CATERPILLAR INC that started in the last 180 days have a combined award value of $59M, most from Department of Defense.
Insiders
| Name | Role | Rows | Bought | Sold | Last filed |
|---|---|---|---|---|---|
| MacLennan David | Director | 9 | 2 | 0 | October 2, 2026 |
| GOOD LYNN J | Director | 1 | 0 | 0 | October 1, 2026 |
| Creed Joseph E | Chief Executive Officer | 41 | 0 | 24 | September 28, 2026 |
| Epley Kyle Joseph | Chief Financial Officer | 10 | 0 | 0 | September 28, 2026 |
| Kaiser Jason | Group President | 40 | 0 | 21 | September 28, 2026 |
| Johnson Gerald | Director | 1 | 0 | 0 | August 14, 2026 |
| SCHWAB SUSAN C | Director | 2 | 0 | 0 | June 11, 2026 |
| Fish James C Jr | Director | 2 | 0 | 0 | June 11, 2026 |
| KEENE NAZZIC S | Director | 1 | 0 | 0 | June 11, 2026 |
| Marks Judith Fran | Director | 1 | 0 | 0 | June 11, 2026 |
| REED DEBRA L | Director | 1 | 0 | 0 | June 11, 2026 |
| WILKINS RAYFORD JR | Director | 1 | 0 | 0 | June 11, 2026 |
| Umpleby III Donald J | Director | 6 | 0 | 4 | May 29, 2026 |
| Johnson Denise C | Group President | 40 | 0 | 26 | May 15, 2026 |
| Schaupp William E | Chief Accounting Officer | 9 | 0 | 6 | May 14, 2026 |
| Fassino Anthony D. | Group President | 31 | 0 | 18 | May 12, 2026 |
| Pambianchi Christine M | Chief Human Resources Officer | 3 | 0 | 1 | May 12, 2026 |
| De Lange Bob | Group President | 34 | 0 | 19 | May 7, 2026 |
| BONFIELD ANDREW R J | Chief Financial Officer | 28 | 0 | 19 | May 7, 2026 |
| Shurman Rodney Michael | Group President | 14 | 0 | 7 | May 6, 2026 |
| Owens Derek | Chief Legal Officer | 6 | 0 | 3 | March 6, 2026 |
Rows are this company's Form 4 rows for each person. "Bought" and "sold" count open-market purchases (code P) and sales only. More in insider buying and insider selling.
Members of Congress who traded CAT
From periodic transaction reports that name the company's stock. Amounts are the sums of the ranges as filed. Every row is on the CAT page.
| Member | Seat | Trades | Bought | Sold | Range as filed | Latest |
|---|---|---|---|---|---|---|
| Gilbert Ray Cisneros, Jr. | Representative (CA, District 31), Democrat | 2 | 2 | 0 | $2,002–$30K | November 18, 2025 |
| Lisa C. McClain | Representative (MI, District 9), Republican | 1 | 1 | 0 | $1,001–$15K | September 28, 2026 |
| Jared Moskowitz | Representative (FL, District 23), Democrat | 1 | 0 | 1 | $1,001–$15K | March 31, 2026 |
| John Boozman | Senator (AR), Republican | 1 | 1 | 0 | $1,001–$15K | January 29, 2026 |
| Markwayne Mullin | Senator (OK), Republican | 1 | 1 | 0 | $15K–$50K | December 29, 2025 |
| Tim Walberg | Representative (MI, District 5), Republican | 1 | 1 | 0 | $15K–$50K | February 7, 2025 |
Insider transactions
| Filer | Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MacLennan David | CAT | Other A | September 30, 2026 | October 1, 2026 | 1d | 28 | $821 | $23K | derivative | Form 4 ↗ | |
| GOOD LYNN J | CAT | Other A | September 30, 2026 | October 1, 2026 | 1d | 30 | $821 | $25K | derivative | Form 4 ↗ | |
| Creed Joseph E | CAT | Other A | September 25, 2026 | September 28, 2026 | 3d | 19 | $822 | $16K | derivative | Form 4 ↗ | |
| Epley Kyle Joseph | CAT | Other A | September 25, 2026 | September 28, 2026 | 3d | 7 | $822 | $5,751 | derivative | Form 4 ↗ | |
| Epley Kyle Joseph | CAT | Other A | September 25, 2026 | September 28, 2026 | 3d | 11 | $822 | $9,037 | derivative | Form 4 ↗ | |
| Kaiser Jason | CAT | Other A | September 25, 2026 | September 28, 2026 | 3d | 11 | $822 | $9,037 | derivative | Form 4 ↗ | |
| Creed Joseph E | CAT | Option / conversion M | August 28, 2026 | September 1, 2026 | 4d | 44,403 | $220 | $9.8M | derivative | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 4,831 | $814 | $3.9M | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 1,280 | $812 | $1.0M | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 5,035 | $811 | $4.1M | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 3,041 | $810 | $2.5M | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 2,137 | $809 | $1.7M | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 2,639 | $808 | $2.1M | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 6,135 | $807 | $5.0M | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 3,382 | $806 | $2.7M | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 1,351 | $805 | $1.1M | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 520 | $804 | $418K | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 750 | $803 | $603K | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 280 | $802 | $225K | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 540 | $801 | $433K | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 480 | $800 | $384K | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell F | August 28, 2026 | September 1, 2026 | 4d | 12,002 | $813 | $9.8M | Form 4 ↗ | ||
| Creed Joseph E | CAT | Option / conversion M | August 28, 2026 | September 1, 2026 | 4d | 44,403 | $220 | $9.8M | Form 4 ↗ | ||
| Creed Joseph E | CAT | Other A | August 26, 2026 | August 27, 2026 | 1d | 19 | $822 | $16K | derivative | Form 4 ↗ | |
| Kaiser Jason | CAT | Other A | August 26, 2026 | August 27, 2026 | 1d | 11 | $822 | $9,041 | derivative | Form 4 ↗ | |
| Epley Kyle Joseph | CAT | Other A | August 26, 2026 | August 27, 2026 | 1d | 7 | $822 | $5,754 | derivative | Form 4 ↗ | |
| Epley Kyle Joseph | CAT | Other A | August 26, 2026 | August 27, 2026 | 1d | 11 | $822 | $9,041 | derivative | Form 4 ↗ | |
| Creed Joseph E | CAT | Other A | July 24, 2026 | July 27, 2026 | 3d | 18 | $889 | $16K | derivative | Form 4 ↗ | |
| Kaiser Jason | CAT | Other A | July 24, 2026 | July 27, 2026 | 3d | 10 | $889 | $8,887 | derivative | Form 4 ↗ | |
| Epley Kyle Joseph | CAT | Other A | July 24, 2026 | July 27, 2026 | 3d | 7 | $889 | $6,221 | derivative | Form 4 ↗ | |
| Epley Kyle Joseph | CAT | Other A | July 24, 2026 | July 27, 2026 | 3d | 5 | $889 | $4,444 | derivative | Form 4 ↗ | |
| MacLennan David | CAT | Other A | June 30, 2026 | July 1, 2026 | 1d | 22 | $1,055 | $23K | derivative | Form 4 ↗ | |
| Epley Kyle Joseph | CAT | Other A | June 26, 2026 | June 29, 2026 | 3d | 6 | $997 | $5,985 | derivative | Form 4 ↗ | |
| Creed Joseph E | CAT | Other A | June 26, 2026 | June 29, 2026 | 3d | 16 | $997 | $16K | derivative | Form 4 ↗ | |
| Kaiser Jason | CAT | Other A | June 26, 2026 | June 29, 2026 | 3d | 5 | $997 | $4,987 | derivative | Form 4 ↗ | |
| WILKINS RAYFORD JR | CAT | Other A | June 10, 2026 | June 11, 2026 | 1d | 211 | — | — | Form 4 ↗ | ||
| SCHWAB SUSAN C | CAT | Other A | June 10, 2026 | June 11, 2026 | 1d | 211 | — | — | Form 4 ↗ | ||
| REED DEBRA L | CAT | Other A | June 10, 2026 | June 11, 2026 | 1d | 211 | — | — | Form 4 ↗ | ||
| Marks Judith Fran | CAT | Other A | June 10, 2026 | June 11, 2026 | 1d | 211 | — | — | Form 4 ↗ | ||
| MacLennan David | CAT | Other A | June 10, 2026 | June 11, 2026 | 1d | 211 | — | — | Form 4 ↗ | ||
| KEENE NAZZIC S | CAT | Other A | June 10, 2026 | June 11, 2026 | 1d | 211 | — | — | Form 4 ↗ | ||
| Johnson Gerald | CAT | Other A | June 10, 2026 | June 11, 2026 | 1d | 211 | — | — | Form 4 ↗ | ||
| Fish James C Jr | CAT | Other A | June 10, 2026 | June 11, 2026 | 1d | 211 | — | — | Form 4 ↗ | ||
| Creed Joseph E | CAT | Other A | May 26, 2026 | May 27, 2026 | 1d | 18 | $909 | $16K | derivative | Form 4 ↗ | |
| Epley Kyle Joseph | CAT | Other A | May 26, 2026 | May 27, 2026 | 1d | 6 | $909 | $5,451 | derivative | Form 4 ↗ | |
| Johnson Denise C | CAT | Option / conversion M | May 14, 2026 | May 15, 2026 | 1d | 16,078 | $197 | $3.2M | derivative | Form 4 ↗ | |
| Johnson Denise C | CAT | Sell S | May 14, 2026 | May 15, 2026 | 1d | 1,605 | $912 | $1.5M | Form 4 ↗ | ||
| Johnson Denise C | CAT | Sell S | May 14, 2026 | May 15, 2026 | 1d | 402 | $911 | $366K | Form 4 ↗ | ||
| Johnson Denise C | CAT | Sell S | May 14, 2026 | May 15, 2026 | 1d | 1,568 | $910 | $1.4M | Form 4 ↗ | ||
| Johnson Denise C | CAT | Sell S | May 14, 2026 | May 15, 2026 | 1d | 2,302 | $909 | $2.1M | Form 4 ↗ | ||
| Johnson Denise C | CAT | Sell S | May 14, 2026 | May 15, 2026 | 1d | 1,191 | $908 | $1.1M | Form 4 ↗ | ||
| Johnson Denise C | CAT | Sell S | May 14, 2026 | May 15, 2026 | 1d | 1,491 | $907 | $1.4M | Form 4 ↗ | ||
| Johnson Denise C | CAT | Sell S | May 14, 2026 | May 15, 2026 | 1d | 2,259 | $906 | $2.0M | Form 4 ↗ | ||
| Johnson Denise C | CAT | Sell S | May 14, 2026 | May 15, 2026 | 1d | 1,787 | $905 | $1.6M | Form 4 ↗ | ||
| Johnson Denise C | CAT | Sell F | May 14, 2026 | May 15, 2026 | 1d | 3,473 | $911 | $3.2M | Form 4 ↗ | ||
| Johnson Denise C | CAT | Option / conversion M | May 14, 2026 | May 15, 2026 | 1d | 16,078 | $197 | $3.2M | Form 4 ↗ | ||
| Johnson Denise C | CAT | Option / conversion M | May 13, 2026 | May 14, 2026 | 1d | 7,900 | $197 | $1.6M | derivative | Form 4 ↗ | |
| Johnson Denise C | CAT | Sell S | May 13, 2026 | May 14, 2026 | 1d | 2,650 | $910 | $2.4M | Form 4 ↗ | ||
| Johnson Denise C | CAT | Sell S | May 13, 2026 | May 14, 2026 | 1d | 3,546 | $909 | $3.2M | Form 4 ↗ | ||
| Johnson Denise C | CAT | Sell F | May 13, 2026 | May 14, 2026 | 1d | 1,704 | $912 | $1.6M | Form 4 ↗ | ||
| Johnson Denise C | CAT | Option / conversion M | May 13, 2026 | May 14, 2026 | 1d | 7,900 | $197 | $1.6M | Form 4 ↗ | ||
| Schaupp William E | CAT | Sell S | May 13, 2026 | May 14, 2026 | 1d | 360 | $906 | $326K | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell F | May 11, 2026 | May 12, 2026 | 1d | 574 | $912 | $524K | Form 4 ↗ | ||
| Pambianchi Christine M | CAT | Sell F | May 11, 2026 | May 12, 2026 | 1d | 224 | $912 | $204K | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Option / conversion M | May 11, 2026 | May 12, 2026 | 1d | 21,403 | $220 | $4.7M | derivative | Form 4 ↗ | |
| Fassino Anthony D. | CAT | Sell S | May 11, 2026 | May 12, 2026 | 1d | 843 | $918 | $774K | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Sell S | May 11, 2026 | May 12, 2026 | 1d | 15,440 | $917 | $14.2M | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Sell F | May 11, 2026 | May 12, 2026 | 1d | 5,120 | $919 | $4.7M | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Option / conversion M | May 11, 2026 | May 12, 2026 | 1d | 21,403 | $220 | $4.7M | Form 4 ↗ | ||
| Epley Kyle Joseph | CAT | Other A | May 8, 2026 | May 12, 2026 | 4d | 1,394 | — | — | derivative | Form 4 ↗ | |
| Epley Kyle Joseph | CAT | Other A | May 8, 2026 | May 12, 2026 | 4d | 515 | — | — | Form 4 ↗ | ||
| De Lange Bob | CAT | Option / conversion M | May 6, 2026 | May 7, 2026 | 1d | 28,105 | $128 | $3.6M | derivative | Form 4 ↗ | |
| De Lange Bob | CAT | Sell S | May 6, 2026 | May 7, 2026 | 1d | 9,752 | $923 | $9.0M | Form 4 ↗ | ||
| De Lange Bob | CAT | Sell S | May 6, 2026 | May 7, 2026 | 1d | 14,470 | $923 | $13.3M | Form 4 ↗ | ||
| De Lange Bob | CAT | Sell F | May 6, 2026 | May 7, 2026 | 1d | 3,883 | $923 | $3.6M | Form 4 ↗ | ||
| De Lange Bob | CAT | Option / conversion M | May 6, 2026 | May 7, 2026 | 1d | 28,105 | $128 | $3.6M | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Option / conversion M | May 6, 2026 | May 7, 2026 | 1d | 12,000 | $220 | $2.6M | derivative | Form 4 ↗ | |
| Fassino Anthony D. | CAT | Sell S | May 6, 2026 | May 7, 2026 | 1d | 350 | $927 | $324K | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Sell S | May 6, 2026 | May 7, 2026 | 1d | 8,802 | $926 | $8.2M | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Sell F | May 6, 2026 | May 7, 2026 | 1d | 2,848 | $926 | $2.6M | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Option / conversion M | May 6, 2026 | May 7, 2026 | 1d | 12,000 | $220 | $2.6M | Form 4 ↗ | ||
| BONFIELD ANDREW R J | CAT | Option / conversion M | May 6, 2026 | May 7, 2026 | 1d | 3,726 | $332 | $1.2M | derivative | Form 4 ↗ | |
| BONFIELD ANDREW R J | CAT | Option / conversion M | May 6, 2026 | May 7, 2026 | 1d | 7,673 | $339 | $2.6M | derivative | Form 4 ↗ | |
| BONFIELD ANDREW R J | CAT | Option / conversion M | May 6, 2026 | May 7, 2026 | 1d | 11,655 | $254 | $3.0M | derivative | Form 4 ↗ | |
| BONFIELD ANDREW R J | CAT | Sell S | May 6, 2026 | May 7, 2026 | 1d | 15,674 | $919 | $14.4M | Form 4 ↗ | ||
| BONFIELD ANDREW R J | CAT | Sell F | May 6, 2026 | May 7, 2026 | 1d | 7,380 | $921 | $6.8M | Form 4 ↗ | ||
| BONFIELD ANDREW R J | CAT | Option / conversion M | May 6, 2026 | May 7, 2026 | 1d | 3,726 | $332 | $1.2M | Form 4 ↗ | ||
| BONFIELD ANDREW R J | CAT | Option / conversion M | May 6, 2026 | May 7, 2026 | 1d | 7,673 | $339 | $2.6M | Form 4 ↗ | ||
| BONFIELD ANDREW R J | CAT | Option / conversion M | May 6, 2026 | May 7, 2026 | 1d | 11,655 | $254 | $3.0M | Form 4 ↗ | ||
| Kaiser Jason | CAT | Other G | May 6, 2026 | May 6, 2026 | 0d | 294 | — | — | Form 4 ↗ | ||
| Shurman Rodney Michael | CAT | Option / conversion M | May 5, 2026 | May 6, 2026 | 1d | 5,639 | $254 | $1.4M | derivative | Form 4 ↗ | |
| Shurman Rodney Michael | CAT | Sell S | May 5, 2026 | May 6, 2026 | 1d | 487 | $904 | $440K | Form 4 ↗ | ||
| Shurman Rodney Michael | CAT | Sell S | May 5, 2026 | May 6, 2026 | 1d | 5,152 | $903 | $4.7M | Form 4 ↗ | ||
| Shurman Rodney Michael | CAT | Option / conversion M | May 5, 2026 | May 6, 2026 | 1d | 5,639 | $254 | $1.4M | Form 4 ↗ | ||
| Kaiser Jason | CAT | Option / conversion M | May 4, 2026 | May 5, 2026 | 1d | 7,917 | $254 | $2.0M | derivative | Form 4 ↗ | |
| Kaiser Jason | CAT | Sell S | May 4, 2026 | May 5, 2026 | 1d | 5,642 | $883 | $5.0M | Form 4 ↗ | ||
| Kaiser Jason | CAT | Sell F | May 4, 2026 | May 5, 2026 | 1d | 2,275 | $884 | $2.0M | Form 4 ↗ | ||
| Kaiser Jason | CAT | Option / conversion M | May 4, 2026 | May 5, 2026 | 1d | 7,917 | $254 | $2.0M | Form 4 ↗ | ||
| MacLennan David | CAT | Buy P | May 4, 2026 | May 5, 2026 | 1d | 250 | $877 | $219K | Form 4 ↗ | ||
| Creed Joseph E | CAT | Other A | April 24, 2026 | April 27, 2026 | 3d | 19 | $831 | $16K | derivative | Form 4 ↗ | |
| MacLennan David | CAT | Other A | March 31, 2026 | April 1, 2026 | 1d | 33 | $690 | $23K | derivative | Form 4 ↗ | |
| Creed Joseph E | CAT | Other A | March 26, 2026 | March 27, 2026 | 1d | 3 | $703 | $2,110 | derivative | Form 4 ↗ | |
| Creed Joseph E | CAT | Other A | March 13, 2026 | March 16, 2026 | 3d | 428 | $694 | $297K | derivative | Form 4 ↗ | |
| Kaiser Jason | CAT | Other A | March 13, 2026 | March 16, 2026 | 3d | 186 | $694 | $129K | derivative | Form 4 ↗ | |
| Kaiser Jason | CAT | Other A | March 6, 2026 | March 10, 2026 | 4d | 106 | $681 | $72K | derivative | Form 4 ↗ | |
| Creed Joseph E | CAT | Other A | March 6, 2026 | March 10, 2026 | 4d | 214 | $681 | $146K | derivative | Form 4 ↗ | |
| Umpleby III Donald J | CAT | Sell F | March 4, 2026 | March 6, 2026 | 2d | 1,546 | $738 | $1.1M | Form 4 ↗ | ||
| Shurman Rodney Michael | CAT | Sell F | March 4, 2026 | March 6, 2026 | 2d | 117 | $738 | $86K | Form 4 ↗ | ||
| Schaupp William E | CAT | Sell F | March 4, 2026 | March 6, 2026 | 2d | 19 | $738 | $14K | Form 4 ↗ | ||
| Owens Derek | CAT | Sell F | March 4, 2026 | March 6, 2026 | 2d | 338 | $738 | $250K | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell S | March 5, 2026 | March 6, 2026 | 1d | 120 | $721 | $87K | 10b5-1 plan | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | March 5, 2026 | March 6, 2026 | 1d | 575 | $720 | $414K | 10b5-1 plan | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | March 5, 2026 | March 6, 2026 | 1d | 585 | $719 | $421K | 10b5-1 plan | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | March 5, 2026 | March 6, 2026 | 1d | 800 | $718 | $575K | 10b5-1 plan | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | March 5, 2026 | March 6, 2026 | 1d | 420 | $717 | $301K | 10b5-1 plan | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell F | March 4, 2026 | March 6, 2026 | 2d | 696 | $738 | $514K | 10b5-1 plan | Form 4 ↗ | |
| Kaiser Jason | CAT | Sell F | March 4, 2026 | March 6, 2026 | 2d | 368 | $738 | $272K | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Sell F | March 4, 2026 | March 6, 2026 | 2d | 346 | $738 | $255K | Form 4 ↗ | ||
| Johnson Denise C | CAT | Sell F | March 4, 2026 | March 6, 2026 | 2d | 346 | $738 | $255K | Form 4 ↗ | ||
| De Lange Bob | CAT | Sell F | March 4, 2026 | March 6, 2026 | 2d | 393 | $738 | $290K | Form 4 ↗ | ||
| BONFIELD ANDREW R J | CAT | Sell F | March 4, 2026 | March 6, 2026 | 2d | 449 | $738 | $332K | Form 4 ↗ | ||
| Umpleby III Donald J | CAT | Sell F | March 3, 2026 | March 4, 2026 | 1d | 1,591 | $719 | $1.1M | Form 4 ↗ | ||
| Schaupp William E | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 285 | — | — | derivative | Form 4 ↗ | |
| Schaupp William E | CAT | Sell F | March 3, 2026 | March 4, 2026 | 1d | 18 | $719 | $13K | Form 4 ↗ | ||
| Schaupp William E | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 102 | — | — | Form 4 ↗ | ||
| Shurman Rodney Michael | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 3,681 | — | — | derivative | Form 4 ↗ | |
| Shurman Rodney Michael | CAT | Sell F | March 3, 2026 | March 4, 2026 | 1d | 100 | $719 | $72K | Form 4 ↗ | ||
| Shurman Rodney Michael | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 1,320 | — | — | Form 4 ↗ | ||
| Pambianchi Christine M | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 3,221 | — | — | derivative | Form 4 ↗ | |
| Pambianchi Christine M | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 1,155 | — | — | Form 4 ↗ | ||
| Owens Derek | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 3,865 | — | — | derivative | Form 4 ↗ | |
| Owens Derek | CAT | Sell F | March 3, 2026 | March 4, 2026 | 1d | 310 | $719 | $223K | Form 4 ↗ | ||
| Owens Derek | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 1,386 | — | — | Form 4 ↗ | ||
| Johnson Denise C | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 4,601 | — | — | derivative | Form 4 ↗ | |
| Johnson Denise C | CAT | Sell F | March 3, 2026 | March 4, 2026 | 1d | 337 | $719 | $242K | Form 4 ↗ | ||
| Johnson Denise C | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 1,650 | — | — | Form 4 ↗ | ||
| Kaiser Jason | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 4,601 | — | — | derivative | Form 4 ↗ | |
| Kaiser Jason | CAT | Sell F | March 3, 2026 | March 4, 2026 | 1d | 358 | $719 | $257K | Form 4 ↗ | ||
| Kaiser Jason | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 1,650 | — | — | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Sell F | March 3, 2026 | March 4, 2026 | 1d | 337 | $719 | $242K | Form 4 ↗ | ||
| De Lange Bob | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 4,601 | — | — | derivative | Form 4 ↗ | |
| De Lange Bob | CAT | Sell F | March 3, 2026 | March 4, 2026 | 1d | 382 | $719 | $275K | Form 4 ↗ | ||
| De Lange Bob | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 1,650 | — | — | Form 4 ↗ | ||
| BONFIELD ANDREW R J | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 4,877 | — | — | derivative | Form 4 ↗ | |
| BONFIELD ANDREW R J | CAT | Sell F | March 3, 2026 | March 4, 2026 | 1d | 445 | $719 | $320K | Form 4 ↗ | ||
| BONFIELD ANDREW R J | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 1,749 | — | — | Form 4 ↗ | ||
| Creed Joseph E | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 13,803 | — | — | derivative | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell F | March 3, 2026 | March 4, 2026 | 1d | 676 | $719 | $486K | Form 4 ↗ | ||
| Creed Joseph E | CAT | Other A | March 2, 2026 | March 4, 2026 | 2d | 4,950 | — | — | Form 4 ↗ | ||
| Shurman Rodney Michael | CAT | Option / conversion M | February 23, 2026 | February 24, 2026 | 1d | 2,278 | $254 | $579K | derivative | Form 4 ↗ | |
| Shurman Rodney Michael | CAT | Sell S | February 23, 2026 | February 24, 2026 | 1d | 2,278 | $760 | $1.7M | Form 4 ↗ | ||
| Shurman Rodney Michael | CAT | Option / conversion M | February 23, 2026 | February 24, 2026 | 1d | 2,278 | $254 | $579K | Form 4 ↗ | ||
| Shurman Rodney Michael | CAT | Sell S | February 17, 2026 | February 18, 2026 | 1d | 1,764 | $763 | $1.3M | Form 4 ↗ | ||
| Schaupp William E | CAT | Sell S | February 17, 2026 | February 18, 2026 | 1d | 972 | $764 | $743K | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Option / conversion M | February 13, 2026 | February 17, 2026 | 4d | 11,000 | $220 | $2.4M | derivative | Form 4 ↗ | |
| Fassino Anthony D. | CAT | Sell S | February 13, 2026 | February 17, 2026 | 4d | 7,891 | $777 | $6.1M | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Sell F | February 13, 2026 | February 17, 2026 | 4d | 3,109 | $777 | $2.4M | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Option / conversion M | February 13, 2026 | February 17, 2026 | 4d | 11,000 | $220 | $2.4M | Form 4 ↗ | ||
| De Lange Bob | CAT | Option / conversion M | February 11, 2026 | February 13, 2026 | 2d | 15,000 | $128 | $1.9M | derivative | Form 4 ↗ | |
| De Lange Bob | CAT | Sell S | February 11, 2026 | February 13, 2026 | 2d | 12,507 | $767 | $9.6M | Form 4 ↗ | ||
| De Lange Bob | CAT | Sell F | February 11, 2026 | February 13, 2026 | 2d | 2,493 | $768 | $1.9M | Form 4 ↗ | ||
| De Lange Bob | CAT | Option / conversion M | February 11, 2026 | February 13, 2026 | 2d | 15,000 | $128 | $1.9M | Form 4 ↗ | ||
| Kaiser Jason | CAT | Sell S | February 12, 2026 | February 13, 2026 | 1d | 1,690 | $777 | $1.3M | 10b5-1 plan | Form 4 ↗ | |
| De Lange Bob | CAT | Sell F | February 10, 2026 | February 12, 2026 | 2d | 4,011 | $745 | $3.0M | Form 4 ↗ | ||
| De Lange Bob | CAT | Other A | February 10, 2026 | February 12, 2026 | 2d | 9,055 | — | — | Form 4 ↗ | ||
| Johnson Denise C | CAT | Sell F | February 10, 2026 | February 12, 2026 | 2d | 3,563 | $745 | $2.7M | Form 4 ↗ | ||
| Johnson Denise C | CAT | Other A | February 10, 2026 | February 12, 2026 | 2d | 9,055 | — | — | Form 4 ↗ | ||
| Creed Joseph E | CAT | Sell F | February 10, 2026 | February 12, 2026 | 2d | 3,366 | $745 | $2.5M | Form 4 ↗ | ||
| Creed Joseph E | CAT | Other A | February 10, 2026 | February 12, 2026 | 2d | 9,055 | — | — | Form 4 ↗ | ||
| BONFIELD ANDREW R J | CAT | Sell F | February 10, 2026 | February 12, 2026 | 2d | 4,299 | $745 | $3.2M | Form 4 ↗ | ||
| BONFIELD ANDREW R J | CAT | Other A | February 10, 2026 | February 12, 2026 | 2d | 10,907 | — | — | Form 4 ↗ | ||
| Umpleby III Donald J | CAT | Sell F | February 10, 2026 | February 12, 2026 | 2d | 13,571 | $745 | $10.1M | Form 4 ↗ | ||
| Umpleby III Donald J | CAT | Other A | February 10, 2026 | February 12, 2026 | 2d | 34,986 | — | — | Form 4 ↗ | ||
| Shurman Rodney Michael | CAT | Sell F | February 10, 2026 | February 12, 2026 | 2d | 887 | $745 | $661K | Form 4 ↗ | ||
| Shurman Rodney Michael | CAT | Other A | February 10, 2026 | February 12, 2026 | 2d | 2,469 | — | — | Form 4 ↗ | ||
| Schaupp William E | CAT | Sell F | February 10, 2026 | February 12, 2026 | 2d | 165 | $745 | $123K | Form 4 ↗ | ||
| Schaupp William E | CAT | Other A | February 10, 2026 | February 12, 2026 | 2d | 638 | — | — | Form 4 ↗ | ||
| Owens Derek | CAT | Sell F | February 10, 2026 | February 12, 2026 | 2d | 134 | $745 | $100K | Form 4 ↗ | ||
| Owens Derek | CAT | Other A | February 10, 2026 | February 12, 2026 | 2d | 514 | — | — | Form 4 ↗ | ||
| Kaiser Jason | CAT | Sell F | February 10, 2026 | February 12, 2026 | 2d | 779 | $745 | $580K | Form 4 ↗ | ||
| Kaiser Jason | CAT | Other A | February 10, 2026 | February 12, 2026 | 2d | 2,469 | — | — | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Sell F | February 10, 2026 | February 12, 2026 | 2d | 3,563 | $745 | $2.7M | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Other A | February 10, 2026 | February 12, 2026 | 2d | 9,055 | — | — | Form 4 ↗ | ||
| De Lange Bob | CAT | Option / conversion M | February 6, 2026 | February 9, 2026 | 3d | 28,034 | $138 | $3.9M | derivative | Form 4 ↗ | |
| De Lange Bob | CAT | Sell S | February 6, 2026 | February 9, 2026 | 3d | 22,656 | $720 | $16.3M | Form 4 ↗ | ||
| De Lange Bob | CAT | Sell F | February 6, 2026 | February 9, 2026 | 3d | 5,378 | $721 | $3.9M | Form 4 ↗ | ||
| De Lange Bob | CAT | Option / conversion M | February 6, 2026 | February 9, 2026 | 3d | 28,034 | $138 | $3.9M | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Option / conversion M | February 6, 2026 | February 9, 2026 | 3d | 8,288 | $197 | $1.6M | derivative | Form 4 ↗ | |
| Fassino Anthony D. | CAT | Sell S | February 6, 2026 | February 9, 2026 | 3d | 6,033 | $722 | $4.4M | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Sell F | February 6, 2026 | February 9, 2026 | 3d | 2,255 | $723 | $1.6M | Form 4 ↗ | ||
| Fassino Anthony D. | CAT | Option / conversion M | February 6, 2026 | February 9, 2026 | 3d | 8,288 | $197 | $1.6M | Form 4 ↗ | ||
| Johnson Denise C | CAT | Other J | February 4, 2026 | February 6, 2026 | 2d | 10,946 | $692 | $7.6M | derivative | Form 4 ↗ | |
| De Lange Bob | CAT | Option / conversion M | February 4, 2026 | February 5, 2026 | 1d | 20,000 | $138 | $2.8M | derivative | Form 4 ↗ | |
| De Lange Bob | CAT | Sell S | February 4, 2026 | February 5, 2026 | 1d | 30 | $706 | $21K | Form 4 ↗ | ||
| De Lange Bob | CAT | Sell S | February 4, 2026 | February 5, 2026 | 1d | 6,817 | $706 | $4.8M | Form 4 ↗ | ||
| De Lange Bob | CAT | Sell S | February 4, 2026 | February 5, 2026 | 1d | 9,223 | $704 | $6.5M | Form 4 ↗ | ||
| De Lange Bob | CAT | Sell F | February 4, 2026 | February 5, 2026 | 1d | 3,930 | $704 | $2.8M | Form 4 ↗ | ||
| De Lange Bob | CAT | Option / conversion M | February 4, 2026 | February 5, 2026 | 1d | 20,000 | $138 | $2.8M | Form 4 ↗ | ||
| Johnson Denise C | CAT | Option / conversion M | February 2, 2026 | February 4, 2026 | 2d | 45,291 | $220 | $10.0M | derivative | Form 4 ↗ | |
| Johnson Denise C | CAT | Option / conversion M | February 2, 2026 | February 4, 2026 | 2d | 11,810 | $197 | $2.3M | derivative | Form 4 ↗ |
Showing the 200 most recent of 281.
Federal contracts (USAspending, awards started in the last 180 days)
| Start date | Awarding agency | Award value | NAICS | Source |
|---|---|---|---|---|
| May 27, 2026 | Department of Defense | $6,475,745 | 333120 | USAspending ↗ |
| July 22, 2026 | Department of Defense | $3,673,230 | 333120 | USAspending ↗ |
| May 15, 2026 | Department of Defense | $2,685,348 | 333120 | USAspending ↗ |
| August 27, 2026 | Department of Homeland Security | $2,271,143 | 333618 | USAspending ↗ |
| June 2, 2026 | Department of Defense | $1,325,607 | 333120 | USAspending ↗ |
| June 5, 2026 | Department of Defense | $1,307,883 | 333120 | USAspending ↗ |
| June 15, 2026 | Department of Defense | $1,147,500 | 333618 | USAspending ↗ |
| June 4, 2026 | Department of Defense | $1,048,603 | 333120 | USAspending ↗ |
| May 5, 2026 | Department of Defense | $1,046,658 | 333120 | USAspending ↗ |
| July 21, 2026 | Department of Defense | $974,086 | 333120 | USAspending ↗ |
| May 7, 2026 | Department of Defense | $897,358 | 333618 | USAspending ↗ |
| May 21, 2026 | Department of Defense | $836,373 | 333120 | USAspending ↗ |
| June 1, 2026 | Department of Defense | $810,120 | 334418 | USAspending ↗ |
| May 6, 2026 | Department of Defense | $808,606 | 333120 | USAspending ↗ |
| June 9, 2026 | Department of the Interior | $771,778 | 333120 | USAspending ↗ |
| May 27, 2026 | Department of Defense | $735,923 | 333120 | USAspending ↗ |
| July 14, 2026 | Department of the Interior | $703,724 | 333120 | USAspending ↗ |
| May 14, 2026 | Department of the Interior | $693,753 | 333120 | USAspending ↗ |
| May 7, 2026 | Department of Defense | $656,304 | 333120 | USAspending ↗ |
| April 30, 2026 | Department of Defense | $656,304 | 333120 | USAspending ↗ |
| June 30, 2026 | Department of Defense | $648,059 | 333120 | USAspending ↗ |
| June 9, 2026 | Department of the Interior | $607,845 | 333120 | USAspending ↗ |
| May 6, 2026 | Department of Defense | $590,586 | 333120 | USAspending ↗ |
| June 5, 2026 | Department of the Interior | $550,206 | 333120 | USAspending ↗ |
| May 13, 2026 | Department of Defense | $539,500 | 333618 | USAspending ↗ |
| June 12, 2026 | Department of Defense | $527,543 | 333120 | USAspending ↗ |
| May 11, 2026 | Department of Defense | $498,000 | 333618 | USAspending ↗ |
| May 21, 2026 | Department of Defense | $487,043 | 333120 | USAspending ↗ |
| July 14, 2026 | Department of the Interior | $478,432 | 333120 | USAspending ↗ |
| September 29, 2026 | Department of Veterans Affairs | $477,855 | 333120 | USAspending ↗ |
| September 1, 2026 | Department of Agriculture | $472,520 | 333120 | USAspending ↗ |
| September 9, 2026 | Department of the Interior | $461,523 | 333120 | USAspending ↗ |
| May 12, 2026 | Department of Defense | $455,873 | 333120 | USAspending ↗ |
| June 5, 2026 | Department of Defense | $454,797 | 333120 | USAspending ↗ |
| June 5, 2026 | Department of Defense | $450,280 | 333120 | USAspending ↗ |
| May 12, 2026 | Department of Defense | $448,216 | 333120 | USAspending ↗ |
| May 13, 2026 | Department of Defense | $444,496 | 333120 | USAspending ↗ |
| May 14, 2026 | Department of Defense | $443,151 | 333120 | USAspending ↗ |
| May 14, 2026 | Department of Defense | $443,151 | 333120 | USAspending ↗ |
| May 5, 2026 | Department of Defense | $442,308 | 333120 | USAspending ↗ |
| May 5, 2026 | Department of the Interior | $439,688 | 333120 | USAspending ↗ |
| May 1, 2026 | Department of Defense | $430,509 | 333120 | USAspending ↗ |
| June 2, 2026 | Department of Defense | $423,666 | 333120 | USAspending ↗ |
| July 24, 2026 | Department of Homeland Security | $418,558 | 333120 | USAspending ↗ |
| June 15, 2026 | Department of Defense | $391,500 | 333618 | USAspending ↗ |
| July 1, 2026 | Department of Defense | $382,393 | 333120 | USAspending ↗ |
| September 18, 2026 | Department of the Interior | $363,172 | 333120 | USAspending ↗ |
| July 14, 2026 | Department of the Interior | $356,115 | 333120 | USAspending ↗ |
| May 14, 2026 | Department of Defense | $352,000 | 333618 | USAspending ↗ |
| May 13, 2026 | Department of Defense | $345,078 | 333120 | USAspending ↗ |
Lobbying (Senate LDA, as client)
| Period | Registrant | Primary issue | Amount | Source |
|---|---|---|---|---|
| 2026 Q2 | CATERPILLAR INC. | Trucking/Shipping | $1,142,000 | LDA ↗ |
| 2026 Q2 | THE DUBERSTEIN GROUP INC. | Copyright/Patent/Trademark | $100,000 | LDA ↗ |
| 2026 Q2 | THE WASHINGTON TAX & PUBLIC POLICY GROUP | Taxation/Internal Revenue Code | $50,000 | LDA ↗ |
| 2026 Q2 | AUSTIN LEGAL AND PUBLIC AFFAIRS PLLC | Environment/Superfund | $20,000 | LDA ↗ |
| 2026 Q1 | CATERPILLAR INC. | Clean Air and Water (quality) | $1,680,000 | LDA ↗ |
| 2026 Q1 | THE DUBERSTEIN GROUP INC. | Copyright/Patent/Trademark | $100,000 | LDA ↗ |
| 2026 Q1 | AUSTIN LEGAL AND PUBLIC AFFAIRS PLLC | Environment/Superfund | $50,000 | LDA ↗ |
| 2026 Q1 | THE WASHINGTON TAX & PUBLIC POLICY GROUP | Taxation/Internal Revenue Code | $50,000 | LDA ↗ |
| 2025 Q4 | CATERPILLAR INC. | Railroads | $1,020,000 | LDA ↗ |
| 2025 Q4 | THE DUBERSTEIN GROUP INC. | Copyright/Patent/Trademark | $100,000 | LDA ↗ |
| 2025 Q4 | THE WASHINGTON TAX & PUBLIC POLICY GROUP | Taxation/Internal Revenue Code | $50,000 | LDA ↗ |
| 2025 Q4 | AUSTIN LEGAL AND PUBLIC AFFAIRS PLLC | Environment/Superfund | $20,000 | LDA ↗ |
| 2025 Q4 | AUSTIN LEGAL AND PUBLIC AFFAIRS PLLC | Environment/Superfund | — | LDA ↗ |
| 2025 Q3 | CATERPILLAR INC. | Copyright/Patent/Trademark | $1,690,000 | LDA ↗ |
| 2025 Q3 | THE DUBERSTEIN GROUP INC. | — | $100,000 | LDA ↗ |
| 2025 Q3 | THE WASHINGTON TAX & PUBLIC POLICY GROUP | Taxation/Internal Revenue Code | $50,000 | LDA ↗ |
Related companies
Companies whose stock was traded by the same people who traded CAT, by number of filers in common. It shows overlap in public filings and nothing else.
- CHEVRON CORP CVX 6 filers in common
- Meta Platforms, Inc. META 5 filers in common
- AMAZON COM INC AMZN 5 filers in common
- Apple Inc. AAPL 5 filers in common
- MICROSOFT CORP MSFT 5 filers in common
- Eaton Corp plc ETN 5 filers in common
- NVIDIA CORP NVDA 4 filers in common
- Accenture plc ACN 4 filers in common
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Federal contracts: how to read USAspending data Obligation = money the government has committed. Outlay = money actually paid.
- Lobbying disclosure reports Reports are due about 20 days after each quarter ends.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| House Clerk, periodic transaction reports | 5 | 5 | November 18, 2025 | October 12, 2026 | House Clerk search |
| Senate eFD, periodic transaction reports | 2 | 2 | January 16, 2026 | February 15, 2026 | Senate eFD search |
| SEC EDGAR, Form 4 | 116 | 281 | October 1, 2025 | October 1, 2026 | Form 4 list on EDGAR |
| USAspending, federal contract awards | 144 awards | — | — | — | USAspending |
| Lobbying disclosure filings | 16 filings | — | — | — | LDA.gov search |
Site built October 27, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Insiders and their transactions come from SEC EDGAR Form 4 filings for this issuer. Contracts and lobbying are matched by exact normalized name (suffixes like Inc./Corp. ignored) to USAspending recipients and LDA clients — a conservative match that misses subsidiaries on purpose. See methodology and corrections.
Not investment advice. Public records shown as filed; no recommendation is made or implied.